The DOJ uses a proactive, data-driven approach to identify misconduct and start investigations into cases of financial fraud. Keep reading to learn more. The Department of Justice and Data Analytics The U.S. The Department of Justice (DOJ) has changed its approach to prosecuting financial fraud cases. The old way of waiting until a crime occurs, […]
How the Department of Justice Is Using Data Analytics to Prosecute Financial Fraud
March 20, 2026 by ·
Can Financial Advisors Get Pulled Into Federal Fraud Investigations? What to Know.
March 20, 2026 by ·
Financial advisors are held to a high standard under federal law; if standards are not upheld, consequences ensue. Creating Trust in Financial Advisors The Stock Market Crash of 1929 along with the Great Depression paved the way for the Investment Advisers Act (IAA) of 1940 as well as other financial regulations. Shortly before this act, […]
